Basics of Compliance Management
Online USA
DURATION
3 up to 4 Hours
LANGUAGES
English
PACE
Full time, Part time
APPLICATION DEADLINE
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EARLIEST START DATE
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TUITION FEES
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STUDY FORMAT
Distance Learning
* free course
Key Summary
Introduction
All organisations must comply with laws, rules and regulations and set standards for smooth functioning. This course will give you everything you need to ensure your business adheres to the relevant regulatory framework. You will look at the responsibilities and challenges facing the compliance department. Discover the different elements of the compliance management system and the body that sets the requirements for compliance auditing.
This Free Online Course Includes:
- 3-4 Hours of Learning
- CPD Accreditation
- Final Assessment
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Scholarships and Funding
As we are an online platform, we do not offer degrees or scholarships.
Curriculum
Compliance management is the continuing process of monitoring and evaluating systems in an organisation to ensure they abide by legal requirements and accepted standards. You will start by looking at compliance, compliance management programmes and the benefits they provide to institutions. Learn about the functions of an effective board and management and dive into the five fundamental components of compliance. Familiarise yourself with the foundations of the ‘compliance house’ concept and how to create the structure of a company.
Next, learn how to conduct a compliance audit with its elements and principles. We will discuss the functions of the International Standards of Supreme Audit Institution (ISSAI) to help guide your company and employees. Find out the various responsibilities of ethics and compliance practitioners and look at the different types of values and rules. Gain a deeper understanding of risk management and the forms of risk in order to analyse, assess and identify them quickly.
After completing this course, you will have the knowledge and skills to design and implement risk and compliance strategies, policies, procedures and risk assessments. Whether you are a professional in corporate governance, compliance management or a student, you will find this exciting course beneficial. Studying compliance management will enable you to apply the principles in your organisation to build trust and avoid legal issues. Why wait? Start learning today and improve your professional skills.
Module 1
Compliance Management
In this module, you will learn about the different elements of the compliance management system and the advantages of compliance for a business. Study the aims and guiding principles of risk management as well as the duties and responsibilities of the compliance officer.
Module 2
Course assessment
Program Outcome
What You Will Learn In This Free Course
- Discuss the responsibility and challenges facing a compliance department.
- Explain the elements of an effective compliance programme.
- Describe the different aspects of the compliance management system.
- Outline the roles and responsibilities of a compliance officer.
- Indicate the process of conducting a compliance audit.
- State the differences between ethics and compliance.
- List the principles and objectives of risk management.
- Summarise the risk management process.
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Career Opportunities
Compliance Manager
Compliance Managers are a unique breed of professionals, epitomising patience and honesty, who steer a company’s employees towards decent standards of conduct mandated by laws, regulations and company policies.
Risk Management Specialist
Risk is inherent in all fields of life, but being prepared to tackle it can help mitigate and leverage it for gain. Risk Management Specialists are financial experts who help in establishing and protecting businesses. They guide enterprises towards optimal operating efficiency and higher profits by identifying and controlling potential risks and losses and meeting strategic goals.
Chairperson Of The Board Of Directors
They are the umpire of debate, the judge of admissibility, the upholder of order and decorum, the leader with brains, soul, heart, and good nerves, the maestro who wields the Chairperson’s baton with extraordinary skill to achieve the “vision for the business,” as set out and presented in the strategic plan to shareholders and stakeholders.